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Home / IAS Preparation / ASEAN UPSC Notes: Origin, Members, & Significance of ASEAN

ASEAN: Origin, Members, Significance & More | UPSC Notes

Last Updated on Nov 07, 2024
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ASEAN stands for the Association of Southeast Asian Nations. It is a regional intergovernmental organization comprising ten member countries in Southeast Asia. It was set up on August 8, 1967, with the signing of the ASEAN Declaration, also known as the Bangkok Declaration. The founding members of ASEAN were Indonesia, Malaysia, Philippines, Singapore, and Thailand. The primary aim of ASEAN's establishment was to promote regional peace, stability, and cooperation amidst the Cold War era tensions.

ASEAN UPSC is one of the most important topics for UPSC IAS Examination. 

In this article on the ASEAN UPSC, we shall discuss its genesis, objectives, principles, challenges & importance for India. This will be very useful for aspirants in the UPSC Prelims Exam.

Also, study about the Important National and International Days and Dates from the linked article.

GS Paper

General Studies Paper II

Topics for UPSC Prelims

India’s relation with ASEAN, East Asia Summit (EAS)

Topics for UPSC Mains

Strategic importance of ASEAN for India, ASEAN-India Free Trade Area (AIFTA)

What is ASEAN?

The Association of Southeast Asian Nations (ASEAN) is a regional association that was founded to maintain social stability and political equilibrium among Asia’s post-colonial states amid escalating conflicts. “One Vision, One Identity, One Community” is its motto. The 8th of August is celebrated as the ASEAN Day. The ASEAN Secretariat is based in Jakarta, Indonesia.

Origin of ASEAN

The ASEAN Declaration (Bangkok Declaration) was signed by the original members of the organization in 1967. Indonesia, Malaysia, the Philippines, Singapore, and Thailand are the originating members of ASEAN.

Members of the ASEAN

ASEAN consists of ten member countries. The ASEAN countries list include the following:

  • Thailand
  • Singapore
  • Vietnam
  • Laos
  • Indonesia
  • Myanmar
  • Philippines
  • Brunei
  • Malaysia
  • Cambodia

Also read: Asian Development Bank For UPSC here.

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ASEAN Objectives

The major objectives of the ASEAN include the following:

  • To encourage proactive engagement and reciprocal support in the social, cultural, economic, scientific, administrative and technological spheres on subjects of shared relevance.
  • Maintaining strong and mutually advantageous relationships with current global and territorial organizations.
  • To work together more efficiently to maximize the use of agriculture and industry, expand commerce, enhance infrastructure and transportation, and raise citizens’ quality of life.
  • To encourage the study of Southeast Asian regions.
  • To work for a successful and harmonious Southeast Asian neighborhood, to promote economic progress, social improvement, and cultural growth.
  • To foster regional harmony and security via an adherence to fairness and by maintaining a system of law, as well as conformity to the United Nations Charter’s ideals.

Study the article on Trans-Pacific Partnership here.

Institutional Mechanism of ASEAN

The following structure of ASEAN allows it to carry out its work effectively:

  • ASEAN Summit: The ASEAN Summit is the highest decision-making body of ASEAN. It is attended by the heads of state or government of member countries. The summit provides a platform for leaders to discuss and make decisions on regional and international issues.
  • ASEAN Ministerial Meetings: These are regular meetings of foreign ministers from ASEAN member countries. The meetings serve as a forum for dialogue and coordination on various political, economic, and social issues.
  • ASEAN Secretariat: The ASEAN Secretariat is based in Jakarta, Indonesia. It serves as the central administrative body of ASEAN. It supports the implementation of ASEAN decisions, facilitates communication among member countries, and coordinates activities related to ASEAN's work.
  • ASEAN Coordinating Council: The ASEAN Coordinating Council comprises foreign ministers from member countries.
  • ASEAN Community Councils: ASEAN has three community councils that cover different dimensions of cooperation:
    • ASEAN Political-Security Community Council
    • ASEAN Economic Community Council
    • ASEAN Socio-Cultural Community Council
  • ASEAN Sectoral Ministerial Bodies: These bodies cover various sectors and facilitate cooperation in specific areas. 

Also read: BIMSTEC For UPSC here.

Fundamental Principles of ASEAN

The fundamental principles of ASEAN are:

  • Mutual respect for each nation’s national identity, independence, and sovereignty rights as well as its territorial integrity.
  • Each independent state has to control its own internal affairs without outside interference, pressure, or influence.
  • Keeping distance from one another’s personal concerns.
  • Amicably resolving issues or disagreements.
  • Renunciating the use of force or the threat of it.
  • Effective communication amongst themselves.

Forums led by ASEAN

Some of the major forums led by ASEAN have been discussed below:

ASEAN Regional Forum (ARF)

The ARF is the primary security dialogue forum in the Asia-Pacific region. It consists of 27 participants. This includes ASEAN member countries, major powers, and other regional countries. The ARF aims to promote dialogue and cooperation on political and security issues, confidence-building measures, and preventive diplomacy.

East Asia Summit (EAS)

The EAS is a forum for leaders from ASEAN member countries and its eight dialogue partners, namely Australia, China, India, Japan, New Zealand, South Korea, Russia, and the United States. The EAS focuses on strategic and economic issues and aims to promote peace, stability, and economic integration in the region.

ASEAN Plus Three (APT)

APT includes ASEAN member countries, China, Japan, and South Korea. It aims to enhance regional economic cooperation, financial stability, and people-to-people exchanges. APT has resulted in various initiatives. This includes the Chiang Mai Initiative for financial cooperation and the ASEAN Plus Three Emergency Rice Reserve.

Study the article on Trans-Pacific Partnership here.

Major Strengths of ASEAN

The major strengths of ASEAN are:

  • ASEAN has successfully fostered economic integration through initiatives like the ASEAN Economic Community (AEC).
  • ASEAN has played a crucial role in maintaining peace and stability in the Southeast Asian region. ASEAN promotes dialogue, confidence-building, and conflict resolution among member countries. This is done through mechanisms like the Treaty of Amity and Cooperation (TAC) and the ASEAN Regional Forum (ARF).
  • ASEAN provides a platform for dialogue and engagement among member countries and external powers.
  • ASEAN's principle of non-interference and consensus decision-making has contributed to political cohesion and cooperation among member countries.
  • ASEAN's diverse cultural heritage fosters people-to-people exchanges, cultural cooperation, and mutual understanding among member nations. 

Also read: International Organizations and their Headquarters for UPSC here.

Issues associated with ASEAN

Many regional efforts could not be implemented within national strategies due to budgetary restrictions, particularly in the less developed nations.

  • The disparity between affluent and underprivileged ASEAN member nations continues to remain wide, and they have an inconsistent track record when it comes to wealth disparity.
  • Incapability to reach a consensus on how to deal with China, especially in light of its extensive maritime assertions in the South China Sea made by China.
  • The biggest problem revealing the organization’s disunity is the South China Sea.
  • ASEAN has been split on significant human rights concerns.
  • There is no centralized enforcement system in place.
  • Dispute-resolution mechanisms that are ineffective, either in the commercial or political arenas.
  • The reliance on agreement might have the unintended consequence of avoiding rather than confronting challenging challenges.

Also read: History Notes on South China Sea Dispute here!

India ASEAN Relations

India frequently participates in ASEAN-led platforms like the East Asia Summit and the Defence Forum.

  • India has emphasized the importance of ASEAN and India relations in its Indo-Pacific strategy on numerous occasions.
  • The Comprehensive Economic Cooperation Agreement (CECA) has served as the foundation and hub of the India ASEAN relations since 2005.
  • India’s foreign policy is based on its ties with ASEAN.
  • India’s “continuing determination” to expand its relationship with ASEAN nations was exemplified by the ASEAN-India and East Asia summits.
  • Plus, there are Regional Forum and the Ministers Meeting.
  • There has also been an increase in capital inflows, notably in the quality of FDI coming from ASEAN.
  • The business and financial relationship between India and ASEAN has been continuously improving.
  • Both India and ASEAN have commemorated 25 years of discussion collaboration, 15 years of summit-level engagement, and five years of strategic collaboration underneath the subject “Shared Values, Common Destiny.”

Economic Cooperation between India and ASEAN

India’s fourth-largest economic partner is ASEAN, and trade and investment ties between the two nations have been steadily growing.

  • Trade between India and ASEAN is worth US$ 81.33 billion, or around 10.6% of all trade with India.
  • The ASEAN area receives 11.28 percent of all Indian exports.
  • The volume of investment flows is substantial in both directions, with approximately 18.28% of investment flows into India since 2000 coming from ASEAN.
  • FDI inflows from ASEAN countries into India ranged from April 2000 to March 2018 and cost an estimated US$68.91 billion, whereas FDI outflows from India to ASEAN countries ranged from April 2007 to March 2015 and cost an estimated US$38.672 billion.
  • The ASEAN-India Free Trade Area was completed on July 1st, 2015, with the entry into force of the agreements between ASEAN and India on trade in services and investments.
  • ASEAN and India have been collaborating to boost private sector involvement.
  • In order to facilitate idea exchange and business networking between important private sector actors from India and the ASEAN countries, the ASEAN India-Commercial Council (AIBC) was founded in Kuala Lumpur in March 2003.

Read the article on SAFTA!

Significance of ASEAN for India

ASEAN holds significant importance for India due to several reasons:

  • Trade and Economic Cooperation: ASEAN is one of India's largest trading partners. India is also a significant trading partner for ASEAN. The ASEAN-India Free Trade Agreement (AIFTA) has facilitated trade liberalization and the growth of bilateral trade.
  • Act East Policy: ASEAN is a key component of India's "Act East" policy, which aims to enhance strategic, economic, and cultural ties with Southeast Asian nations. Deepening engagement with ASEAN helps India strengthen its presence in the Indo-Pacific region.
  • Regional Connectivity: ASEAN plays a vital role in regional connectivity initiatives. Projects like the India-Myanmar-Thailand Trilateral Highway and the Kaladan Multi-Modal Transit Transport Project connect India with Southeast Asia.
  • Security Cooperation: ASEAN provides a platform for India to engage with East Asian countries on security issues. Cooperation in areas like counter-terrorism, maritime security, and disaster management enhances regional security and stability.
  • People-to-People Exchanges: ASEAN promotes cultural exchanges and tourism between member countries. This strengthens people-to-people ties, fosters mutual understanding, and enhances cultural cooperation between India and ASEAN nations.

Checkout the test series for UPSC IAS Exam here.

Major Takeaways

  • The Association of Southeast Asian Nations (ASEAN) is a regional organization. It was set up in 1967 to promote regional cooperation and integration.
  • It comprises 10 Southeast Asian countries: Indonesia, Malaysia, Philippines, Singapore, Thailand, Vietnam, Laos, Myanmar, Cambodia, and Brunei.
  • It promotes economic growth, social progress, and cultural development in the region.
  • It enhances regional peace and stability through adherence to international law.
  • ASEAN Free Trade Area (AFTA) promotes free flow of goods within the region. Other initiatives like the Regional Comprehensive Economic Partnership (RCEP) expand trade ties with other Asian economies.
  • ASEAN promotes peaceful settlement of disputes and fosters regional security through forums like the ASEAN Regional Forum (ARF) involving dialogue partners like India, US, and China.
  • India enjoys strong ties with ASEAN, with a strategic partnership focused on economic cooperation, security collaboration, and cultural exchange.

We hope that all your doubts regarding ASEAN will be cleared after going through this article. You can download the Testbook App now to check out various other topics relevant to the UPSC IAS Exam.

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ASEAN UPSC FAQs

ASEAN stands for the Association of Southeast Asian Nations.

ASEAN is a regional intergovernmental organization comprising ten member countries in Southeast Asia. It was set up to promote regional cooperation, economic integration, and political stability.

The ASEAN Secretariat, the central administrative body of ASEAN, is located in Jakarta, Indonesia.

The ASEAN member countries are Brunei Darussalam, Cambodia, Indonesia, Laos, Malaysia, Myanmar (Burma), Philippines, Singapore, Thailand, and Vietnam.

The ASEAN Summit 2023 refers to the annual meeting of ASEAN heads of state or government scheduled to be held in 2023. It provides a platform for leaders to discuss regional and international issues.

No, India is not a member of ASEAN. However, India has a strategic partnership and extensive cooperation with ASEAN as a dialogue partner.
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